FINRA compliance standards

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Karin Hobin

• 2022年09月19日 14:46

Has anyone else received an email like the one below?  Followed with a DocuSign link to upgrade the account to a plan that does meet these requirements?

Trying to determine if this is accurate, have not been able to speak to anyone to verify

As you are aware, the Financial Services industry requires strict adherence to FINRA compliance when storing records that pertain to securities exchanges. Given that you are listed as a Financial organization in our records, I wanted to make you mindful that, at present, your account is not set up to meet those standards. 

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  France

  • 2022年09月20日 19:00

  Hi Karin, 

  Welcome to the Box Community, I'm happy to help!

  Kindly reach out to your Account Team (if you already have a paid subscription to Box) to get clarification on this FINRA compliance standards or you may contact Box Sales team by filling out this form and someone from the team will reach out to you to help assist on this.

  Thanks for reaching out and let us know how else we can help!

  Regards,

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