Rule 17(a)-4

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Karen Maese

• September 27, 2024 12:45

Hello:

Finra is asking for a letter or policy about Box compliance with Rule 17(a)-4. Can you assist?

Thanks

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  Ann

  • September 27, 2024 19:33

  Hi Karen,

  Welcome to Box Community!

  I went ahead and opened a new ticket. A member of our team will get in touch shortly and please keep an eye on your email.

  Thanks for posting! 

  Best,
  Ann

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