Kevin Postigo

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Latest activity by Kevin Postigo

  • Kevin Postigo created a post,

    17a-4 Letter

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    1. Community
    2. Support Forum

    Hello, As a FINRA-registered broker-dealer, we are required to access a 17a-4 letter to meet our regulatory compliance obligations. Please let me know the process for obtaining this letter. Thank you!

    • Kevin Postigo
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